Introduction to ESG and Sustainable Development for Finance Professionals
Build your ESG foundation: principles, reporting, and sustainable finance in Hong Kong.
What you'll learn
- Explain the core concepts of ESG and their relevance to finance and investment
- Describe the United Nations Sustainable Development Goals and their current global progress
- Identify the structure and key disclosure requirements of the HKEx ESG Reporting Code
- Distinguish between mandatory disclosures and comply-or-explain provisions in ESG reporting
- Recognize how corporate governance frameworks connect to ESG strategy and oversight
- Apply foundational ESG knowledge to support responsible investment and compliance decisions
About this course
This course provides an introduction to Environmental, Social, and Governance (ESG) principles and their integration into the financial services sector in Hong Kong. As the Securities and Futures Commission (SFC) continues to emphasize the importance of climate-related risks and sustainable development in asset management and corporate finance, it is essential for licensed professionals to understand the foundational concepts of ESG. This curriculum fulfills Continuing Professional Training (CPT) requirements by grounding practitioners in the practical application of global sustainability frameworks and local regulatory reporting standards, ensuring participants are equipped to navigate the evolving demands of sustainable finance.
Who should attend
- SFC-licensed representatives
- Compliance officers
- Asset and fund managers
- Corporate finance advisors
- ESG analysts
- Family office investment managers
Key topics covered
Global Context and the SDG Framework
- Assessment of the 2030 Agenda and SDG progress
- Climate change and biodiversity crisis impact analysis
- Addressing global poverty, hunger, and energy access
- Economic stability and the role of global partnerships
HKEx ESG Reporting Code and Governance
- Structure of the ESG Reporting Code for listed issuers
- Application of the two-tiered disclosure framework
- Materiality principles in sustainability reporting
- Board responsibilities for ESG strategy oversight
Environmental and Social Compliance
- Reporting requirements for emissions and waste management
- Resource efficiency and usage disclosures
- Managing employment practices and health and safety
- Anti-corruption policies and regulatory compliance
How this course satisfies CPT
This course covers ESG & Sustainability topics recognised by the SFC as eligible for CPT. Upon completion, you'll earn approximately 0.75 CPT hours and receive a certificate of completion for your training records. The course includes quizzes to verify your understanding, satisfying the SFC's requirement that online learning includes an independent assessment and maintains a reliable audit trail.
Learn more about CPT requirementsCurriculum · 27 lessons
- 1.
SDG Report 2025: A Comprehensive Global Assessment
FREE2:08 - 2.
Ten Years In: A Critical Juncture for 2030
FREE1:51 - 3.
Overall SDG Progress: Only 35 Percent on Track
FREE1:52 - 4.
Climate Change: Record Temperatures and Rising Emissions
2:07 - 5.
Biodiversity Crisis: Nature Declining at Unprecedented Rates
2:21 - 6.
Quiz: SDG Report 2025: A Comprehensive Global Assessment – Biodiversity Crisis: Nature Declining at Unprecedented Rates
QUIZ5 questions · requires lessons - 7.
Goal 1: Extreme Poverty and Social Protection Milestones
2:06 - 8.
Goal 2: Global Hunger and Food Insecurity Persist
2:00 - 9.
Goal 7: Energy Access and the Clean Cooking Gap
2:16 - 10.
Goal 8: Informal Employment and Youth Labor Challenges
2:08 - 11.
Goal 17: Debt Burdens, ODA Decline and Digital Divide
1:57 - 12.
Quiz: Goal 1: Extreme Poverty and Social Protection Milestones – Goal 17: Debt Burdens, ODA Decline and Digital Divide
QUIZ5 questions · requires lessons - 13.
Six Critical Transitions for SDG Achievement
2:09 - 14.
Key Takeaways and a Renewed Call to Collective Action
1:55 - 15.
Environmental Social and Governance Reporting Code
2:11 - 16.
Understanding the ESG Reporting Code Structure
2:18 - 17.
ESG Subject Areas and Their Dimensions
2:14 - 18.
Quiz: Six Critical Transitions for SDG Achievement – ESG Subject Areas and Their Dimensions
QUIZ5 questions · requires lessons - 19.
The Two-Tiered Disclosure Framework
2:12 - 20.
Materiality as a Reporting Principle
2:10 - 21.
Board Responsibility for ESG Strategy Reporting
1:59 - 22.
Mandatory Disclosure Reporting Boundary
1:55 - 23.
Aspect A1 Emissions Disclosure Requirements
2:11 - 24.
Quiz: The Two-Tiered Disclosure Framework – Aspect A1 Emissions Disclosure Requirements
QUIZ5 questions · requires lessons - 25.
Environmental Aspects Under Comply or Explain
2:04 - 26.
Aspect A2 Use of Resources Disclosure Requirements
1:58 - 27.
Social Aspects Under Comply or Explain
2:28 - 28.
Aspect B1 Employment Practices
1:46 - 29.
Aspect B2 Health and Safety
2:02 - 30.
Quiz: Environmental Aspects Under Comply or Explain – Aspect B2 Health and Safety
QUIZ5 questions · requires lessons - 31.
Aspect B7 Anti-Corruption
1:48 - 32.
Linking Corporate Governance and ESG Integration
2:00 - 33.
Quiz: Aspect B7 Anti-Corruption – Linking Corporate Governance and ESG Integration
QUIZ5 questions · requires lessons
Requirements
- Basic familiarity with Hong Kong financial markets and listed companies
- No prior ESG knowledge is required — this is a beginner-level course
- Suitable for finance, compliance, legal, and investment professionals seeking CPT credit
Certificate of Completion
Complete this course to earn a verifiable Certificate of Completion for your CPT training record. Here's how:
- 1Watch all the lessons — work through every lesson in the curriculum. Each completed lesson brings your progress closer to 100%.
- 2Pass all the quizzes — score 70% or higher in each quiz within the course. Quizzes are part of the curriculum and must be passed to finish.
- 3Download your certificate — once you reach 100% progress, download a personalised Certificate of Completion showing your name, the CPT hours earned, and your quiz score.
Sample certificate:

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